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October 24, 2019

Most organizations think their compliance training efforts reduce regulatory fines; however, a 2016 survey found only 66 percent of organizations measure the effectiveness of their compliance training. Considering the cost of compliance violations, you would think more...

October 17, 2019

Over half of UK businesses do not yet appear to be fully GDPR-compliant, and many have de-prioritised their compliance efforts

As the European Union General Data Protection Regulation (GDPR) legislation nears its 18 month anniversary, research by security software suppl...

October 7, 2019

Regulation technology spurring changes within departments aimed at meeting financial rules

Just as digital technology is forcing advisers to evolve their business, it’s also impacting compliance departments across the financial services industry.

At a recent technology e...

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